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Pouring 2,670 tonnes of concrete into Waterloo station

The Wessex Capacity Alliance (WCA) is responsible for an £800 million investment to provide extra capacity on services to and from London Waterloo. Most of the work is centred around Waterloo itself, with additional work at key outlying stations.

Three aspects of the upgrade project, which make a significant use of concrete, are described in outline here. When complete, they will have used nearly 2,100 tonnes of in-situ concrete and 570 tonnes of pre-cast concrete units to create the new facilities that will provide the additional passenger capacity. It is worth noting that, had it not been for an imaginative approach to the design on one of these projects, the quantity of concrete required would have been even greater.

Approach viaduct

A crucial stage in the redevelopment of Waterloo station to provide the extra capacity needed was the refurbishment of Platforms 20 to 24, the former International Terminal, which had been largely out of use since November 2007. Convertion of this part of the station for use by domestic services would need an operationally more flexible track layout on the approach to the platforms to permit up to 18 trains per hour in and out of these five platforms, compared to the six per hour capacity in the days of Eurostar.

It gets more complicated. The optimal track layout for this new service capacity and flexibility would not ‘fit’ on the approach viaduct which was installed for the introduction of the international services. It is a very carefully considered series of structures, which threaded the new international tracks above busy streets, over the existing Waterloo masonry arches and with piled foundations avoiding London Underground infrastructure and many utility services.

Mott MacDonald, one of the design consultants for the structural aspects of the work at Waterloo, had been the independent checker of the original terminal in 1992. This was to prove very useful in developing the alterations needed to the approach viaduct.

The existing viaduct arrangement consisted of three separate parallel decks with gaps between them. The original proposal was to construct two further, structurally independent, decks to infill the gaps and provide continuity for carrying the new track layout. These additional decks would have required a further 65 piles to carry them, the piling itself being an immensely complex part of the whole work, having to take place with only five metres of headroom under the existing viaduct, needing to avoid many services and requiring disruptive road closures.

Some thorough value engineering generated an ingenious alternative proposal. Could infill decking be designed such that it would act integrally with the existing decking? If it could be shown that this was feasible structurally, then there would be no need for the new piles, which would generate a significant saving in time, construction risk and cost.

Some further slight modifications were made to the proposed track layout in order to minimise the longitudinal extent of deck infills needed. Many different loading combinations were analysed to confirm the design. It was found that, under certain combinations, the existing bearings would be overstressed, or unsuitable in other ways, for their new loading conditions, so would have to be replaced.

Confirmation that the existing substructure of piles, pile caps and leaf piers could take the new loading patterns was also established. Soil investigation and pile loading test results from the original work in the early 1990s were invaluable in completing an assessment of the substructure’s capacity. Even with that information, it was essential to carry out accurate modelling of the soil-structure interaction to confirm that the reuse of the existing substructure was feasible with the new loading conditions.

Having confirmed that this was possible, the design for the new arrangement consisted of the partial demolition of the edges of the existing viaduct slabs, the modification of the structural articulation, and the casting of new in-situ concrete infill slabs to join the existing decks.

The connection between the new and the existing decking, by reinforcement bar lapping, was designed to minimise the amount of edge demolition required. The design for the new decking infills and for the bearings both required complex finite element analyses. These had to consider many different loading situations, according to the position of the live train loads, for which four different situations were analysed with associated vertical and horizontal loads (traction, braking, centrifugal and nosing) in addition to all the usual structural load parameters to be considered.

Two hydro robots were used for exposing the reinforcement in the areas where the lapping was to be carried out. 1,050 tonnes of C40/50 concrete was used for the infill slabs, with a CIIIA mix with shrinkage reducing admixture, to reduce the risk of cracks in the dry joints.

The collaborative approach to this work between the Wessex Capacity Alliance partners produced a very effective solution to the modification of the approach viaduct with estimated savings of 17 weeks in the construction period, 1,480 tonnes of CO2 and £5 million in cost. This work was completed during 2016 in preparation for the temporary use of Platforms 20 to 24 during the major closure of the other side of the station in August 2017.

Platform rebuilding and extension

Rebuilding and extension works to provide capacity for 10-car trains on Platforms 1 to 8 at Waterloo was completed this August. This work had to be achieved in a very intensive construction period during the recent 24 day closure of the whole east side of the station.
There were six key elements for the success of this whirlwind installation:

  • The use of pre-cast concrete units to the fullest extent possible;
  • Specification of rapid hardening concrete for the platform wall foundations;
  • In-situ concrete placement by pumping;
  • Delivery of pre-cast units by rail;
  • Placement of platform units by Road-Rail Vehicles (RRVs);
  • The use of sacrificial shuttering for the platform reinforced concrete slab decking.

A total of 161 pre-cast ‘C’ section platform wall units, manufactured from C45/55 concrete and each 2.5 metres in length, weighing 2.2 tonnes and with an associated over-sail unit weighing 1.1 tonnes, were delivered to the site by engineering train and unloaded and positioned using RRVs.

To permit the various stages of the work to follow one another as closely as possible, a rapid hardening C32/40 concrete specification was used for the wall foundations, with a required strength of 20MPa gained in only two hours. The 140 tonnes of in-situ concrete for the foundations was all placed by pumping, up to 75 metres distance, from a delivery point just outside the station.

Kingspan sacrificial shuttering units were used to form the new platform decking and, all the in-situ concrete, another 750 tonnes of C32/40 specification, was again pumped to create the mesh-reinforced slabs.

New lift shaft at Vauxhall station

Vauxhall station is the first station after leaving Waterloo and has four island platforms built atop a long masonry arch viaduct.

Congestion relief on Platforms 7 and 8 is needed and the WCA is constructing an additional set of stairs at the country end of these platforms. To accommodate these stairs it is necessary to relocate the lift shaft.

The existing station viaduct structure relies on continuity and buttressing for structural stability. The horizontal thrust at the spring line from one arch is balanced by forces from the adjacent arches.

Works to Platforms 7 and 8 necessitated breaking out a three-metre-wide section of arch to allow for the construction of the new lift shaft, which would affect the existing thrust flow. As the removed section would be small when considering the overall width of the viaduct, it is possible that the thrust would have redistributed.

However, arches are complex and difficult to analyse and the WCA designed structural elements to provide a defined and alternative thrust path to ensure that the stability of the arches was not compromised. These elements are the new in-situ reinforced concrete walls of the lift shaft and a transfer beam keyed into the pier. Strain gauges installed on the new concrete elements confirmed that the thrust was now taken through them.

The in-situ part of the lift shaft is constructed up to the level of the arch intrados. Once the three-metre length of the arch had been demolished to make way for the lift shaft, four pre-cast units were installed above the in situ work to complete the shaft. The in-situ part of the new shaft did all the arch propping and so no temporary works were needed for overall stability. The pre-cast units were made by Shay Murtagh and the work will be completed in 2018.

Generating extra capacity from Waterloo station is an enormously complex programme involving all engineering disciplines, of which concrete engineering is perhaps the least well-known but vital part of this work. 2,700 tonnes of new concrete used in the Waterloo completed approach viaduct and platform works, with more required for forthcoming Vauxhall lift shaft works, demonstrate this in no small measure.


This article was written by Mark Phillips.

What went wrong during the Waterloo station upgrades?

Waterloo station at night. Credit: Daniel Gale/Shutterstock.
Waterloo station at night. Credit: Daniel Gale/Shutterstock.

London Waterloo station was recently the subject of a 24-day partial blockade as significant upgrades were made to the station. Platform extensions, trackwork modifications and signalling upgrades were all undertaken as London’s busiest station underwent its first major upgrade since the arrival of Eurostar in 1994.

Scheduled to last from Saturday 5 August to Tuesday 29 August – Monday was a bank holiday – this was a major piece of work. The five organisations that make up the Wessex Capacity Alliance are well integrated and the planning and preparations had been meticulous. Nothing was left to chance.

As a result, nothing should have gone wrong. Yet it did. The full reasons won’t be known until at least two enquiries are completed, but here are some early indications.

Network Rail CEO Mark Carne during a visit to the scene. Credit: Network Rail.
Network Rail CEO Mark Carne during a visit to the scene. Credit: Network Rail.

Slow-speed crash

The first sign of trouble came early in the morning of Tuesday 15 August, ten days after work commenced. The 05:40 to Guildford, 10-car train made up of a combination of Class 455 and 456 units, pulled out of Platform 11 on time.

Two minutes later, having reached a speed of 11mph, it veered to the left, struck a train of empty Network Rail wagons, and came to an immediate halt. Of the 23 passengers and two employees of South West Trains that were on the train, only three were treated at the scene by paramedics and none required hospital treatment.

An early investigation by the Rail Accident Investigation Branch (RAIB) revealed that the points were misaligned and had directed the passenger train away from its intended route. The misalignment was a consequence of a temporary modification to the points’ control system.

Use of the term ‘misalignment’ indicates that the points were not set for a particular route. Furthermore, for the train to take the wrong route, the gap between the wrong route’s stock rail and point blade must have been sufficient for the wheel flange. This implies that the points were around mid-position as the train left the platform.

The question then arises why should the points be in such an abnormal position. Two possibilities are that the trailing points were incorrectly set for the incoming empty stock move into platform 11 which then burst them, leaving them in mid position, or that, for some unusual set of circumstances, the points moved mid-position after the empty stock train arrived in platform 11.

Worryingly, this was a failure of the signal interlocking’s detection system as the initial RAIB release states that the train driver and signaller received indications that the points were correctly aligned, and thus locked.

The RAIB will conduct a full investigation to identify the circumstances leading to installation of the temporary control system modification, the safety measures provided while the temporary modification was in place, the checking and testing procedures applicable to the modification and any relevant underlying management factors. Although it will take several months to publish the formal report, the serious nature of this incident is such that the lessons from this incident for ongoing signalling project work need to be understood as a matter of urgency.

One key issue is the safety measures that were in place. Had the points been clipped and secured, the accident would not have happened. However, the Rule Book does not require this as the Person in Charge of the Possession only has to confirm with the signaller which routes are to be kept closed. It will be interesting to see how the RAIB views this requirement.

Those who planned the Waterloo works clearly considered that some form of physical protection was necessary. Hence wagons were deliberately placed to protect the workforce behind them from the live railway. It was a step well taken – without them the diverted train could have ploughed into people working on the station improvements. However, had the points been clipped there would not have been a derailment.

Credit: Tristan Appleby/Network Rail.
Credit: Tristan Appleby/Network Rail.

Testing overrun

Having recovered from the delays caused by the accident, news then broke, early in the morning of Tuesday 29 August, that the engineering works had overrun. All lines were open by 07:20, but the ensuing disruption lasted all day. Word was that this overrun was due to extended signalling testing.

There were more delays, albeit short lived, on the morning of Wednesday 30 August after a track circuit failure closed Platforms 1-3. Once again, there was some residual disruption even though the fault was cleared by 07:38.

Were these faults connected to the accident two weeks earlier? In a way that’s possible – having experienced such a serious fault, the signal checkers were no doubt particularly diligent and they had also been delayed starting their job. Being the last step in the process, it’s the testers that get the blame although the problem could have been the delay caused by the accident knocking-on through the project timeline.

Signal testing is performed to make sure that there are no remaining faults before a line is returned to service. If a fault is found, that’s a good thing as it can be corrected and the travelling public isn’t put at risk. But that correction takes time, and that’s a bad thing, although it’s far better to wait and only return a line to service when it is 100 per cent safe to do so.

And the track circuit failure the following day? Unfortunately, signalling faults do occur. On the 30th there was also a signalling fault between Farnborough Main and Basingstoke, which delayed Southampton-bound trains. The day before, a points failure at Kew Bridge and another at Portsmouth Harbour caused problems and, to cap it all, a broken-down train between Leatherhead and Effingham Junction closed all lines while a failed freight train between Eastleigh and Southampton Central did the same. So the Waterloo problem could have been mere happenstance.

It could also have been another example of new work disturbing old installations and revealing or causing faults. Only a full investigation will give all the answers, and Network Rail and RAIB are undertaking theirs as this is written. However, the barrier train did its job, no one was hurt, and a massive amount of work was achieved over the course of 24 days.


This article was written by Nigel Wordsworth. 

It’s all down to good planning: an interview with Network Rail’s Francis Paonessa

On the face of it, Network Rail didn’t have a bad Christmas in 2014. 11,000 people were deployed to work on 2,000 sites around the country, with 314 out of 322 projects handed back on time. That’s a 97.5 per cent success rate – better than the 95 per cent that was anticipated.

So only eight projects overran.

However, and it’s a big ‘however’, two of those eight were at King’s Cross and Paddington stations.

King’s Cross was closed for an extra day, and the contingency plan to use Finsbury Park went wrong for several reasons (see issue 142, February 2015), resulting in overcrowding, confusion and exasperated passengers.

Paddington, which should have been handed back at 07:00 on 2 January, wasn’t finished until 13:14 that day. The result? More overcrowding, confusion and exasperation.

Political fall-out

Questions were asked in Parliament and Network Rail chief executive Mark Carne demanded a full report be on his desk on Monday 12 January. Wednesday 14 January, Carne and colleague Robin Gisby, who had been the director on call over the holiday period, appeared in front of the Commons Select Committee.

Then, to cap it all, Infrastructure Projects managing director Dr Francis Paonessa, the author of Mark Carne’s report, and who had only been with Network Rail for a few months, had Rail Engineer come to his office to ask what happened – the first press organisation to do so.

As it turned out, Francis was both transparent and informative. He detailed all the reasons for the overruns, explained how they happened and what mistakes had been made, and pledged to improve things for next time.

“At the end of the day, the railway is here for passengers. It’s not here to be a railway,” Francis Paonessa affirmed. “It’s here to transport people around and we must put their needs and requirements first.”

“It shouldn’t matter to the passenger how we’re making sure that they’re not disrupted, whether it’s through guaranteed delivery plans or excellent service, all that matters is that the trains run on time. We need to do what we say we will do which is to deliver an effective railway and make sure that it is there when the passengers need it. That’s our mission, that’s the mission we set out to achieve. It’s one that Mark Carne has said quite clearly that we’re not doing well enough.”

“We need to do better and we will do better.”

Waterloo woes? Or careful contingency?

And they have got better, despite the programme of engineering works at each holiday period getting bigger. While some delays have occurred, overruns have largely been on minor works and can be measured in minutes rather than hours or days.

However, the recent August bank holiday demonstrated not only how complex these programmes are, but how easily they can still go wrong. Across the country, the engineering works were the largest ever undertaken over an August bank holiday, costing £130 million and involving 17,000 staff. It included the culmination of three and a half weeks of work at London Waterloo, Britain’s busiest station, where 1,000 engineers and track staff worked 24 hours a day to deliver one of the largest and most complex upgrades at the station in a century.

Unfortunately, the work at Waterloo overran by two hours owing to safety critical work to test the signalling taking slightly longer than planned in the final hours of the programme (explained elsewhere in this issue). In itself, a two-hour overrun after 180,000 manhours of work had been carried out doesn’t sound too serious, but it affected trains and passengers throughout the day. However, communications were better, keeping passengers informed, and there was nothing like the disruption that occurred two years earlier.

External benchmarking indicates that this perceived progress is not purely subjective. Aspire Europe recently completed an independent review of 400 project companies around the world and concluded Network Rail Infrastructure Projects is in the top 10 per cent of project delivery organisations globally and is the world leader in the global transport sector.

The review highlighted a “stark improvement in performance” today compared to the systems and processes used in 2014. The report noted that “the results have demonstrated an exceptional level of improvement for a large organisation” and that, in two measures, infrastructure projects has set the new international benchmark.

Works are also being delivered more safely, with workforce injuries reduced by nearly 40 per cent in the three years to 2017.

So what has changed? Rail Engineer retraced its steps to Dr Paonessa’s office, now relocated to Euston from King’s Cross, to ask him.

Setting the scene

To understand the legacy of some of the issues, it is necessary to go back to Christmas 2007. A blockade of the West Coast main line at Rugby had been planned as part of the route modernisation programme. It was originally planned that this should be handed back after 30 December 2007, though an extra day’s extension was requested.

As it happened, the possession overran further, until 4 January 2008. The subsequent ORR’s report concluded: “there is still work to do to put adequate plans in place to handle passengers and freight affected by the possessions and to develop contingency plans.”

Whilst this bears striking similarity to comments made after Christmas 2014, Network Rail had improved its procedures in the interim. A new Delivering Work Within Possessions procedure was put in place under which every project was assessed to make sure there was at least a 90 per cent chance that it would be delivered on time. Key blockades, which could badly affect the network, had to exceed 95 per cent.

Both King’s Cross and Paddington had exceeded that 95 per cent target for completion on schedule, but they still were not returned on time. And the effects were damaging for Network Rail’s reputation.

“I think we’d all agree that having a 90 per cent success rate of our major possessions would just be completely untenable at any bank holiday, and Christmas 2014 really underpinned that,” Dr Paonessa commented. “At the same time, costs are obviously really important, so we can’t guarantee hand-back 100 per cent by being super-conservative in our delivery or we could never afford to get anything done. It’s a fine and complex balancing act.”

Therefore, the task was to maximise the work done during a blockade, without building in too much cushion, while still handing back on time.

Contingency planning

A railway is all about its passengers, as Francis had affirmed back in January 2015. So that was where he started: “We looked particularly at the operational contingency plan, which is very much route-led with the train operators. If we’re going to end up in an overrun position, what are the series of mitigations that we can put in place for the passengers?”

The idea is to have a strong contingency plan, or plans, which can be brought forward if the project gets into trouble. For example, these might be to get the Fast lines back up and running, so buying the project a bit more time to finish off the Slow lines.

The operational plan is then built up from the contingency plan, putting the interests of the passengers first rather than those of the engineers. But the aim still has to be to get all the work done on time.

“If you only ask one question, which is ‘What’s the likelihood of getting the full scope back on time?’ you tend to be very conservative in the work scope,” Dr Paonessa explained.

“Instead, we ask ourselves two questions now. ‘What’s the likelihood of getting all the work handed back?’ and ‘If we can build in some pieces of work towards the end that we could curtail, then what’s the likelihood of being able to hand all the work back?’

“By taking that approach, we can accept a lower percentage for the ‘handing it all back’ versus the ‘guaranteeing being able to hand it back’ by just structuring the way we do the work. Typically, we lose about half a per cent of the planned work in mitigations which, considering the scale of the work that we deliver, is really good.”

It seems to be working. There have been no significant overruns (excepting the two hours at Waterloo) on any bank holiday for the last two and a half years.

One truth

There has also been improved communications. The project teams report to Route Control and thence senior management and key stakeholders. From there, the communications team disseminates what is happening – when, where and, crucially, why – to the press and the public. So there is consistency and the message is accurate and timely.

As well as keeping passengers informed, this single message is crucial if there are problems to solve.

“It has made a huge difference,” Francis stated. “We can, at a very early stage, get the route control managers involved in the process. Frequently, they can facilitate the involvement of their own staff and quite often will get several operational teams to come and support hand-back activities. We’re also then fully integrated – our Route Services and Supply Chain teams sit adjacent to each other in Milton Keynes, so any knock-ons to drivers, locos, tampers can all be arranged in a very timely and consistent way.”“Importantly, my project teams aren’t making decisions on the ground that aren’t supported by the external infrastructure and backed up by project contingency plans. We have also put in place mechanisms and people outside of the project to challenge, and hence counter, the natural optimism bias that you have when you are working hard on the job.”

So now, if the project team is tempted to say: “Yes, we’re a bit behind but we’ll catch up,” there’s an external person who can ask why they think that, what plans do they have to make it happen, and what happens if the team gets to a point of no return? Project teams are no longer able to pass a key halt point, as they did at King’s Cross and Finsbury Park, without the approval of a third party.

Due to the amount of work going on, one of the big problems at Christmas and other key holiday periods is the scarcity of resources. That doesn’t just include machinery and the workers on track, it also includes the drivers of the engineering trains that keep the sites supplied.

Now, spare drivers are employed, a small price to pay compared with the cost and reputational damage caused by a major overrun.

“If you can’t move the tampers at the end of the day, if you can’t move the locos, if you start running out of drivers for resource vehicles on a work site which is totally dependent on them, you’re suddenly in big trouble,” Dr Paonessa stressed. “Now we’ve got an agreement with the freight companies that any of the drivers can drive any of the locos, so if we need to shuffle them round site, we can do that.”

Resources and access

A perennial discussion point is whether Christmas, and the other bank holidays, is the best time to do major work, or whether it would be better done throughout the year. Resources would be more available and, perhaps, the weather would be better.

“We’d like to have longer periods where things are closed down to give us full access to the railway, but we also know that the passenger disruption that this causes is really significant,” was Francis Paonessa’s response. “So we entered into CP5 with an assumption, as part of our business plan, that we would get 25 per cent more access than we did in CP4. As it turns out, I think in Year 1 we ended up with 16 per cent less.”

Less?

“Less. In year two -14 per cent less. This year I think we have 11 per cent less access than we had in CP4. And, more importantly, we’ve seen a 40 per cent reduction in 24-hour plus possessions and a 50 per cent increase in the number of less than eight-hour possessions. A great proportion of the access we have is now made up of very short periods of time – in fact our average possession that’s less than eight hours is only 5 hours and 30 minutes. So, not only has the quantity of the access changed, but the mix of it has changed significantly.”

This is an unfortunate by-product of having such a successful railway. Late trains are popular, early trains are popular, so operators are unwilling to give them up to facilitate engineering works, squeezing the time that Network Rail can get on track. Bank holidays, when on average 40 per cent fewer people travel by train, are still the obvious solution.

“There are some jobs that can only be done in three or four day blocks,” Francis added, “and they can only therefore be done at Christmas and the major bank holidays. Getting a three-day block of the West Coast at any other time of the year would be impossible.”

“However, it’s worth remembering that, on average, we’re delivering £130 million of major renewals and enhancements every week. So, whilst the bank holidays and other points in time where we tend to have the longer blocks represent a very visible peak, they are still a relatively small proportion of our total delivery in the year.”

Major projects

While Network Rail seems to have largely fixed its problems with Bank Holiday overruns, there are still other areas to improve. For example, Great Western Electrification and Sheffield Tram-Train are both running late and over budget. In contrast, projects such as the Ordsall chord in Manchester and Norton Bridge in Staffordshire are successfully being managed through alliance partnerships.

Does this mean that alliances are the way forward? Statistics show that, when Network Rail is working in alliance with its contractors, costs are being held to within 1.3 per cent of budget, but Dr Paonessa warned against jumping to conclusions.

“When you look at that, you’d say: ‘Having an alliance is a really good way of managing cost control,’ and it is, but I think it’s the wrong conclusion. Because, if you look at what is needed to be able to set up an alliance, you have to have a very clearly defined scope, you need to have worked out the options and have the opportunity to really cost it. Only then can you set up an alliance because, at that point, commercial partners will be prepared to take those commercial risks.

“So what that really says is that projects that work well are ones where we spend about twice as long in development as we do in delivery. Where we’ve seen the large cost increases tends to be when commitments in time and cost are made against very early estimates. It was one of the key things that came out of the National Audit Office report on Great Western, and very similarly on Sheffield tram-train. So, I’d say that our delivery capability is excellent when the scope and access are properly pinned down.”

That’s borne out by a study the Department for Transport undertook with University College London (UCL) last year to look at optimism bias in early GRIP (Governance for Railway Investment Projects – an eight-stage process) phases. It concluded that cost estimates made at the GRIP 1 stage (output definition) tended to be 66 per cent optimistic, 40 per cent at GRIP 2 (feasibility) and 17 per cent at GRIP 3 (option selection).

With a five-year Control Period cycle, plus two years in its preparation, some projects are being costed up to seven years before they are built, when they are still in the early GRIP stages and optimism is rife.

Post GRIP 4 (single option development), when the options are much clearer, Network Rail is working within three per cent of budget. So, it seems that the problem lies with being forced to estimate costs at an early stage of a project, which is just what happens under the current control period funding. At the start of CP5, 80 per cent of the projects hadn’t been finalised, yet they were all costed.

“It is very challenging to manage within a finite cap when you’ve got inherent levels of uncertainty built into the work that you’re doing,” Francis Paonessa commented. “You only need to reflect back on the UCL work to say that those uncertainties are very, very real.

“I think that the key point, and the bit we’ve been working with the Department to get built into the process, is what we call a ‘final investment decision’. This means that we don’t commit financially, and to delivery times, against projects until we actually know what they are and what they’re going to cost. That’s a discipline which we’d really like to see built into the next control period.

“How that gets funded is a different question, but it would certainly be recommended in our Enhancement and Improvement Programme that there is a final investment decision when we get to the end of somewhere around GRIP 3 or 4, depending on what’s appropriate for the project. Then we’ll say, ‘Right, we’ve now got a very high level of certainty, we’re about to move into a delivery phase so we’ve got much greater certainty of access as well, we know it’s going to cost this, it’s going to take this long, do you still want to buy it?”

In the recent High-Level Output Specification (HLOS) for England and Wales, the DfT has indeed noted that “the Statement does not commit to infrastructure enhancements. These are expected to be dealt with separately.” It therefore looks as though major projects won’t, in future, be part of the control period system but will be costed and timetabled individually, at the appropriate time and when all the facts are known.

Hansford Review

Last month’s Rail Engineer (issue 155, September 2017) outlined the main conclusions of the Hansford Review and included comments from its author, Professor Peter Hansford.

Although the review focussed heavily on investment, it also set out the benefits of private-sector competition for Network Rail.

In addition, the report made some practical suggestions for Network Rail to consider. These included creating a new service level agreement that establishes the terms of business between Network Rail and third parties. It also said that there should be a single point of contact within Network Rail to simplify the process.

Asked about his view of the possibility of third party investment and delivery – and, in the latter case, the competition this could bring to his organisation – Francis responded positively: “In some respects it’s difficult not having anyone to compete with as we have no benchmark to measure ourselves against and be compared with. The analogy I’ve typically used is of Usain Bolt running the 100 metres – how do we know how fast he is running without having a competitor to reference his performance?”

Safety

However a project is delivered, to budget or not, on time or late, everyone acknowledges that it has to be delivered safely. Francis was cautiously upbeat about this.

“The year before last, we managed a reduction of 26 per cent in our lost time injury frequency rate, last year another 16 per cent and this year we’re already on track to hit our target of 10 per cent.

“I personally find it very difficult to set a target that isn’t zero, in relation to injuring people. But, at the same time, you have to recognise where you are and where you’re moving to and to set challenging but realistic targets. And if you think that only five per cent or so of the labour that’s in those hours is directly controlled by Network Rail – the other 95 per cent is in our contracting community – I think you really have to recognise the large efforts that have been made by our supply chain to deliver these figures.”

“The biggest single influence on safety is planning, and we can see a very, very clear correlation in the data between safety and performance. So, at those times when we do our best planning, which tend to be the bank holidays, we’ve seen the lowest lost-time injury frequency rate, which typically can be a third to a half less than our moving annual average.”

So, as well as Christmas work now being better controlled in terms of time, budget and contingency, it’s also safer. And that’s a Christmas present we’d all want.


This article was written by Nigel Wordsworth. 

Moses Gate bridge – Best laid plans

Hidden by the big-bang schemes that commanded everyone’s attention through August was a routine track realignment at Moses Gate, a district to the south-east of Bolton. The job, which added another piece to the sprawling jigsaw of the Great North Rail Project, involved clearing a short section of the Manchester-Preston route for electrification and 100mph running.

The work had been planned as part of a blockade which shut the southern end of the line from Saturday 12 August to Monday 28 August (a bank holiday), the sharpest focus being on platform, track, signalling and overhead line works at Bolton station.

Don’t hold back

From Farnworth, three-quarters of a mile to the southeast, the railway passes through a cutting on its approach to Moses Gate station. Immediately before the platforms is an overbridge – replaced in 1968 – carrying the main A6053 Bolton Road and part of its junction with the A575. The structure is skewed by 55 degrees and, as a result, extends for some 35 metres.

Until recently, the wedge of land on its south (Down) side between the road and the railway had been retained by a wall 18 metres long. Beyond this, a similar length of slope was battered back and soil-nailed in 2015. Since around that time, water had been recorded coming through both the wall and adjacent bridge abutment, causing track maintenance issues. United Utilities conducted tests to determine the source; these proved inconclusive, but it was reported that no leaks could be found from the water main that crosses the bridge under the pavement on the east side.

Photo: Four by Three.

Nevertheless, this had become enough of a problem for a remediation scheme to be pushed forward as part of the enabling works for electrification. Network Rail contracted the Buckingham Group to deliver it, the firm having previously delivered platform works at Moses Gate.

The intention was to remove the Down line, install new drainage and dig out the wet bed associated with the water ingress. Both tracks would be slewed, the Up by 100mm and the Down by 150mm to resolve a gauging issue caused by the retaining wall which, to assist further, would have its brickwork scabbled back over a distance of about five metres. At the station, the platform copings also had to be reset to follow the new track alignment.

Critical path

To ensure the stability of the retaining wall was not affected by the drainage works, excavations were limited to 300mm below sleeper level. In addition, arrangements were put in place to monitor the wall every two hours. On the first Saturday afternoon – with good progress being made – signs of movement were recorded. This became significant over a six-hour period, with the wall being pushed towards the track by 140mm. The southernmost section of bridge parapet cracked and slipped, prompting its removal to prevent any risk of it falling onto those below. But at eight o’clock that evening, the decision was taken to withdraw the workforce on safety grounds. Whilst this was the only tenable option, it came with the potential for repercussions at other sites along the line.

During the following Monday night, the blockade plan required six engineering trains to pass through Moses Gate on the Down line to service Amey Sersa S&C renewals in Bolton. Fortunately, no more movement of the retaining wall was recorded in the 24 hours after work was suspended; this allowed ballast to be tipped at the toe – thus resisting any further movement – whilst some of the brickwork defects were stitched and grouted. Thereafter, the Down line was relaid and slewed into the six-foot by 160mm in order to maintain the correct gauge. The trains passed through safely at 5mph.

By this stage, it was already clear that the retaining wall would have to be removed so the process of designing a solution got underway immediately. Plans started to emerge during Monday 14th August, led by consultants Tony Gee and Partners from their offices in Manchester and Hong Kong, an approach that ensured continuity of effort around the clock.

Photo: Four by Three.

On the morning of Thursday 17th, the site team emailed United Utilities to express concern at the volume of water coming from the abutment. An initial requirement was to excavate material from behind its southeast corner; as part of this process, the buried services crossing the bridge had to be exposed. With the tarmac removed, progress was made using a Vac-Ex suction system. At around 16:45, a water main – passing a couple of metres from where the work was taking place – burst suddenly.

Full flow

Within half-an-hour, 140 metres of railway looked more like a canal. The influx of water from the lower part of the abutment was now considerable, whilst significant quantities were also being discharged from weep holes cored by the team through the retaining wall to relieve the pressure. As new paths were created, longitudinal fractures opened in the brick and stonework; a movement of 240mm was recorded and a large bulge developed. Mud was deposited on the track, washed out from behind the wall where a void was created.

The main road had to be closed and local residents were left without water until the early hours of the following morning. Although the supply to the main was quickly turned off, difficulties with a valve meant the flow did not fully stop until Saturday afternoon – to address this, pumping equipment had to be brought in.

Despite the depth of the inundation, the water had gone from the railway within 24 hours – testament to the efficacy of the new drainage. However it had caused the tracks to lift, meaning they would have to be re-laid before a 100mph train service could be introduced.

Now what?

The dismantling of the retaining wall continued in tandem with the excavation at the southeast corner of the bridge abutment. The team’s expectation – based on the construction drawings – was that concrete fill had been poured behind the abutment wall – a four-feet thick masonry structure – to help support the deck slab. However, it became increasingly apparent that there was no concrete: the load was largely being carried by the stonework.

Photo: Four by Three.

Although investigations revealed the abutment’s condition elsewhere to be generally good, this discovery added a substantial new element to the design and site works – the requirement to stabilise that corner of the bridge. In all likelihood, it was this that pushed the programme beyond the blockade’s end-date of Monday 28 August, partly resulting from the need to erect a trestle – blocking the Down line – to temporarily prop the deck. Recovery from the burst water main was well in hand and could probably have been finished on time.

Moving forward

Whilst the rest of us were enjoying an uncharacteristically pleasant August Bank Holiday Monday, staff from Network Rail and Buckingham were getting to grips with the abutment reconstruction. Having dismantled a section of the masonry wall approximately four metres in length, formwork was assembled in advance of the following day’s first concrete delivery from Hanson. Once poured and cured, the process was repeated, building up in three lifts of 1.5 metres to meet the bridge deck. By the end of the week, this task was complete.

To replace the retaining wall, five precast concrete cylinders, 2.5 metres in diameter, were assembled in an excavation at the toe of the cutting slope and filled with concrete. A sixth may be installed as part of the permanent design, which is still being developed. The railway was then cleared, allowing Buckingham to restore and tamp the tracks on the new 100mph alignment.

Services between Manchester and Bolton resumed on Wednesday 6 September, albeit with a 20mph speed restriction imposed through the site. This was soon raised to 50mph, first on the Up line – on 7 September – and on the Down the following day. The tracks will need to be renewed before 100mph running can be introduced. Trains started serving Moses Gate station again on Monday 11 September after Story Contracting had attended to reinstate the copings and platform surfaces.

Photo: Four by Three.

All together now

Work continues on site, but the immediate priority – getting passengers on the move again – has been accomplished. The water main is being diverted to the other side of the bridge, but this is complicated by the shallow depth of cover available. Partly as a result, it cannot yet be confirmed when the highway will be reopened for vehicular use. Provision for pedestrian access has been in place throughout. Obviously, the disruption impacts both on locals and those for whom the main road was regularly travelled. Ongoing dialogue with the Council ensures all parties share a common purpose; there is a clear intent to get the job done as quickly as possible.

But this is the nature of unpredictable events – they pose challenges that are rarely quick to resolve: design, procurement, logistics, manpower. All these have tested the team from Network Rail and Buckingham as an everyday task escalated first into a local difficulty, then an emergency situation. They were helped out by the staff from Story, who would otherwise have been dealing with the platform copings, and a UPAC piling team, redeployed from a site near Farnworth Tunnel. More hands make lighter work. As is so often the case, the railway really comes together when it’s up against it.

Thanks to Olivia Boland, Network Rail’s scheme project manager, for her help with this article.

Written by Graeme Bickerdike

Rail Engineer Issue 156: October 2017

The story behind Waterloo’s major closure

The fabled lost island city of Atlantis has featured in literature, films and art, but where and what was it really? Who were its inhabitants and what endeavours were they pursuing? Amongst academia, there are many postulated theories, but no agreement.

Venture, however, no further than Waterloo station, in central London, and you will find a purpose-built Atlantis populated by engineers, designers and planners focussed on a specific major endeavour.

The Waterloo and Southwest Upgrade project is an £800 million investment by Network Rail and the Department for Transport to increase significantly the capacity for trains and passengers on that part of the railway network. This article reports on a major component of this upgrade, which is to extend platforms at Waterloo so that they can accommodate 10-car trains.

At present, 113,000 passengers arrive at Waterloo during the three-hour morning rush hour, which is the equivalent of one double-decker bus every eight seconds. The upgrade will increase this capacity to 158,000 passengers (one bus every six seconds).

Alternative approaches

Extending Platforms 1 to 4 so they can accomodate 10-car trains takes them out into an area of conflict with existing switch and crossing work. The track layout on the approach to these platforms had therefore to be remodelled and redesigned with the flexibility for trains to arrive and depart from various platforms preserved.

One possible approach to achieve this reconfiguration would be to plan a series of stageworks over many weekend possessions. Work in each possession would have been a small element in the alteration of the track layout, signalling and third rail arrangements towards the eventual final layout. Each stagework would no doubt have entailed the temporary loss of some flexibility for train movements and this pattern would have continued until all the stageworks were complete.

Whilst this approach would have only necessitated the closure of two, or perhaps four, platforms each weekend, the overall disruption to the station would have continued for many months. The introduction of so many temporary working arrangements would have been complicated for the train planners. In addition, the setting up and dismantling of the work sites so many times would have been less economic for the engineers and the testing and commissioning of the temporary signalling arrangements would have introduced additional risks.

Therefore, a much bolder approach was adopted, which was to take the whole of the affected part of the station out of use for a 24-day period. During this major possession it would be possible to reconstruct and extend platforms and complete the necessary associated track, signalling and electrification works in one fell swoop.

The upgrade project is the responsibility of the Wessex Capacity Alliance, a partnership of Network Rail, AECOM, Mott MacDonald, Skanska and Colas Rail. Whilst each of these partners has a clear lead role – Network Rail as client, AECOM and Mott MacDonald as designers and Skanska and Colas Rail as contractors – it is apparent that it is a well-integrated partnership, with each and every participant sharing equally in planning and decision-making.

The period from the early hours of Saturday 5 August right through to Tuesday 29 August was selected as the optimum time to take possession of Platforms 1 to 10, with the closure being extended further to also include Platforms 11 to 14 for the final long weekend Friday 25 to Tuesday 29 August. Network Rail deemed that, being during the summer holidays, fewer commuters overall would be inconvenienced by this closure than at other times. Additionally, the major closure had been very well publicised for nearly a year previously, enabling regular travellers to plan accordingly.

Earlier in 2017, some major trackworks and installation of a signal gantry over Platforms 1 to 8 had already taken place outside the station approach in order, as much as possible, to reduce the volume of work to be accomplished within the August closure.

Preparation and planning

Chris Kitching, contracts engineering manager and multi-disciplinary leader for the Wessex Capacity Alliance, told Rail Engineer that the August closure itself had been years in the planning. It was found that 24 days were needed overall and, to guarantee success, two significant aspects were addressed in the detail of the planning.

Firstly, every single component of the new installation, be it a major element such as a precast platform unit, a track sleeper or even something seemingly as minor as a cable clamp, was individually numbered and referenced. This was so that each component’s place in the plan with its date and time for installation could be readily identified by all participants and not misunderstood.

Secondly, a comprehensive timeline activity programme, showing every single activity throughout the 24 days, was produced. For certain activities, particularly the more major ones, and where perhaps the time needed for completion was difficult to estimate precisely, an appropriate contingency was allowed for and built in.

Also, those activities which were found to be not on the critical path were carefully appraised for their ability to be carried out at any times when planned resources were, for some unforeseen reason, held up on their scheduled task and could be quickly and usefully diverted on to the non-critical path activity.

Platform work

Platforms 1/2 and 3/4 were demolished and rebuilt with an extension of 40 metres. Platforms 5/6 were demolished and rebuilt at their existing length. Platform 7 was provided with a new wall face to effect a track realignment and Platform 8 was subject to a refurbishment.

For all the rebuilt and extended platforms a new form of construction has been adopted. This uses a modular form of precast platform wall unit, known as the ‘C Section’ unit. For simplicity of planning and construction, the platforms were designed to use identical C Section units throughout.

The platform units have a centre of gravity such that they are temporarily stable when placed on their foundation whilst still free-standing and also, of course, permanently stable once incorporated into the completed form of platform construction. They are designed to carry the cable management systems, rail systems services on one side and building systems services such as lighting, public address, and power supplies, on the other.

A feature of the wall units is that each incorporates a small square cutout in the vertical face. This helps with ventilation under the new platforms and also provides an entry/exit point for cabling as necessary.

Before the new platform wall units could be installed, the foundation area had to be thoroughly prepared. This involved demolishing the old platforms and bases right down to the extrados of the masonry underground arches, used for London Underground access, beneath the main line station. The condition of these arches had previously been assessed from below but, during the present work, as each area was exposed, the condition of the waterproofing was checked, engineer’s inspections made and any structural or waterproofing repairs carried out before commencing on the foundation for the new platform wall units.

The strip foundations were made with rapid setting, rapid strength-gain concrete, having the ability to take the loading from the platform units only three hours after pouring.

The need for the rapid availability of the foundation was an essential part of the overall plan, providing, as it did, a sequential progression of all work from one platform end to the other, with each activity following in close succession – cast foundation, lay units, construct platform deck, excavate, reballast and relay track.

Also, to assist with the various activities following hard on each other’s heels, Combisafe barriers, sheeted with heavy duty polythene, were erected along the platform edges as work progressed. This protected those working on the track from concrete placement activity taking place at the higher level.

The new platform edge coping stones are provided with Halfen inserts, making the fixing of the Combisafe uprights straightforward.

All the precast units were brought to site on engineering trains, then offloaded and set in their final position using road-rail vehicles. With the precast wall units in place, the platform deck could be progressively constructed. This is formed of a reinforced concrete slab cast directly onto permanent sacrificial steel shuttering spanning, without propping, between the wall units. The concrete for this and the foundations was delivered by pumping from the road access adjacent to the east side of the site near to Platform 1.

From Platforms1/2 and 3/4, new stairways have been constructed to give direct access to the London Underground passageways below. The location of these stairways towards the ‘country’ end of the platforms is beyond where the main arches exist and lies in an area where the substructure consists of an arrangement of jack arches. However, a neat modification to the structural work was designed which accommodated the stairway boxes.

To complement the new platform lengths, the track layout and pointework was changed as can be seen in the accompanying diagram.

Signalling testing

The final weekend of the closure was largely devoted to testing and commissioning of all the signalling for the new layout. This required the closure of Platforms 11 to 14 in addition to those already closed.

The original plan had been to take this additional closure from Friday 25 to Monday 28 August. The derailment of a passenger train departing from Platform 12 midway through the main works led to the need to take the extra platforms’ closure 24 hours earlier.

The derailment, now subject to a Rail Accident Investigation Branch inquiry, caused a complication in some of the ongoing signalling testing. Testers had been available throughout the works and had been working to a programme of testing according to which equipment was progressively available. It had always been the case that complete access to the relevant relay rooms and control rooms could only be gained by complete closure of Platforms 1-14 as the final stage of the overall work.

Unfortunately, the derailment caused a hiatus in the original testing regime and ultimately led to the need for the additional day’s closure of Platforms 11 to 14. This, though, was apparently the only significant change to the whole schedule of work throughout three and a half weeks.

Resources

At no time throughout the whole 24-day works was the site unstaffed. It was decided to standardise with a pattern of three nine-hour shifts for all contractors, so that every 24-hour period was consistently covered with a one hour overlap. This pattern also included the provision of the COSS (Control of Site Safety) resource, for simplicity of briefings and communication.

Typically on a shift, the staffing overall would be 20 engineers, half and half for construction and for track work, 10 supervisory staff with 100 operatives, again half and half, 20 COSS for the various work groups throughout and two or three Network Rail quality managers. Also, a design team was always available during normal daytime office hours.

Evaluation of the works programme in detail included an assessment of any issues that might arise on any module. Chris Kitching emphasised that a key element of the planning of staff resources was to ensure that, throughout the entire programme, there would be available, on every shift, engineers with the correct experience and the appropriate level of delegated authority that would enable them to make decisions there and then on the issues likely to arise.

Twenty-four engineering trains were used to deliver new components and remove old materials.

Where and what is Atlantis?

So, finally, we come to the mystery of Atlantis.

The Alliance identified the benefit there would be in having a well-sited and equipped project site office specifically for the August closure. From concept to delivery, such a facility was completed in just twelve weeks. It is a multi-storey site office block mounted on a substantial steel framework and includes a viewing gallery.

The block acquired the nickname ‘Atlantis’ and is, in fact, an island just on the eastward edge of Waterloo station looking out over the works. Not only did it provide a major resource for all those involved in the actual work, but the gallery meant that the many visitors to the site could be shown the work in progress clearly, without the need to enter the site itself with the attendant need for PPE and site safety briefings.

Atlantis will be dismantled and its location will be handed back as part of the access route to the station, but all those who knew it will recollect the name with pride in connection with their role in an intensive and successful part of the upgrade project.

Written by Mark Phillips

Why Europe’s busiest railway collapsed at Rastatt

Credit: Thomas Niedermüller/DB.
Credit: Thomas Niedermüller/DB.

Around lunchtime on Saturday 12 August, groundwater broke into one of two new high-speed rail tunnels under construction for German Railways (DB) just south of the German town of Rastatt, situated on the very busy Karlsruhe to Basel main line used by up to 200 freight and another 150+ passenger services daily – the busiest double track main line anywhere in Europe.

By sheer bad luck, the tunnel collapse happened at the only point the new 4.27km long tunnels cross under the existing line and significant earth movement on the surface resulted. The existing line suffered deformation for around 150 metres and had to be closed immediately. DB’s network planners had never expected such an event and, as a result, all the other routes from Germany to Switzerland were closed due to engineering and electrification work. So the only diversionary routes for up to 200 freight trains a day involved neighbouring France or a much longer route via Austria!

Credit: Google Maps.
Credit: Google Maps.

Background

In September 1996, the Swiss and German governments signed an agreement in Locarno. Germany committed to providing more and better capacity for freight traffic destined for the then planned, now built, Lötschberg and Gotthard base tunnels under the Alps in Switzerland, which had been approved in 1992.

Reconstruction of the 182km section of main line from Karlsruhe to Basel on the eastern side of the Rhine in Germany into a four track railway, with 250km/h fast passenger lines and two more tracks for freight (and regional passenger trains), had been an objective for German Railways since the 1980s. However, despite the 1996 agreement with Switzerland, no new funding was provided by the German Government until 2003.

The Rotterdam to Genoa corridor – of which the line forms a major part, was identified as a priority by the EU in the 1980s. By 2017, several sections have been completed, others had construction agreed or underway, although the middle part of the route is still being hotly debated!

At the northern end of the Karlsruhe to Basel route, a new 16km two-track 250km/h line is being built to avoid the town of Rastatt, where the existing line has permanent speed restrictions caused by curves and junctions with multiple other lines at Rastatt station. It was the eastern bore of the new tunnels under Rastatt that suffered the collapse in mid-August 2017.

Project and financing

The new 16km long Rastatt avoiding line, designed for 250km/h operation, is under construction from just north of Durmersheim Nord on one of two existing lines from Karlsruhe to Rastatt with two new high speed tracks built to the east of the existing line parallel with the new B36 road (which was built in 2007). The northern ground alignment for the new railway was prepared at the same time as the new road was built.

The new line will then pass beneath the town of Rastatt in a new 4.27km twin-bore tunnel, which has been under construction using TBMs since May 2016 when work on the east (now damaged) bore began; work on the west bore began in September 2016.

The tunnels start just north of the town ending at Rastatt Süd (Rastatt South), around 5km north of the city of Baden Baden, where the new line will join the rebuilt four-track line to Offenburg, which has been in operation since 2004. Planning permission for the Rastatt avoiding line was granted in 1998 but the €693 million financing package was only agreed in 2012. The Rastatt avoiding line section was planned to open in 2022 although, with the delay caused by the tunnel collapse, this is now in doubt.

SBB Cargo Class 482 TRAXX locos haul a freight train over the route in September, 2016.
SBB Cargo Class 482 TRAXX locos haul a freight train over the route in September, 2016.

Tunnelling

The tunnels are being constructed at a cost of €312 million by special purpose organisation Arbeitsgemeinschaft (ARGE) TunnelRastatt comprising technical tunnelling specialism provided by Stuttgart-based Ed.Züblin AG (owned by Austrian civil engineering group Strabag) and overall project management provided by German civil engineering firm Hochtief AG. Herrenknecht supplied the two TBMs to ARGE TunnelRastatt for the project. German national rail infrastructure manager DB Netze is the customer.

Geology

The tunnels are being built in sedimentary rock that is geologically ‘recent’. The strata consists of Tertiary and more recent Quaternary sediments and alluvial deposits (sand, silt and gravel based)  – the top layers of which were left as the glaciers retreated at the end of the most recent Ice Age which, along with the river itself, created the flat, wide Rhine valley between the Black Forest on the German side and the Vosges mountains in France.

The Rhine is around seven kilometres west from Rastatt and underground rivers flowing into the Rhine are a feature of the local geology, as is the presence of ground water, especially in the sandy sediments where it is found up to 10 metres below ground.

DB and its engineers are very experienced in tunnel construction in sandy areas where there is a high water table – much of the work undertaken since German re-unification in Berlin (including Berlin Hauptbahnhof) has been in similar conditions.

Tunnelling approach

Due to the local geology and the presence of groundwater and underground rivers, the tunnel’s builders had opted for TBMs rather than other methods. To enable the TBM to operate in the area, and in locations where it would be running close to the surface, the ground to be tunnelled through was being stabilised in advance of the TBM by being frozen, using either brine or liquid nitrogen, and injected with cement-based grouting prior to tunnelling.

The TBMs utilise a mixed shield – part of which is pressurised and which can withstand groundwater in the rock being excavated to a pressure of 15 Bar. Ground freezing and sprayed shotcrete concrete is being used to excavate the cross passages between the two tunnel tubes.

Watertight concrete troughs, built in 2014/2015, form cuttings 800 and 895 metres long at either end of the tunnel being built by the TBMs; the work at both ends involved open excavation and construction, some of it underwater due to ground water levels. The concrete troughs /cuttings are designed to prevent groundwater flooding into the completed tunnel at either portal – from their mass and length they are designed to exert enough pressure on any water present to retain it in surrounding soil and rock rather than entering the tunnels.


Tunnel technicalities:

  • TBMs – Herrenknecht Mixed Shield machines S-953 “Wilhelmine” and S-954 “Sibylla-Augusta”;
  • Power rating – TBM 4,500kW, cutter head 1,920kW;
  • Weight – 2,300 tonnes;
  • Length – 93 metres;
  • Cost – €36 million (two TBMs);
  • Outer diameter – cutter head 10.94 metres;
  • Inner diameter (completed tunnel) – 9.6 metres;
  • Concrete segments – Seven two-metre-long concrete segments per ring of tunnel lining; 30,000 in total (both tubes);
  • Tunnel length – 4.27km;
  • Tunnel depth below ground – max 20 metres, min 4 metres;
  • Two bores – connected by eight emergency cross passages every 500 metres;
  • Material to be excavated and processed – 710,000 cubic metres;
  • Tunnel construction railway – 900mm gauge with seven works locos (Schöma CFL180DCL/ CFL200DCL) and one Schöma CEL60 battery loco for rescue train.

The collapse and aftermath

The new tunnel section that collapsed was around 50 metres long and the collapse occurred after water entered the eastern bore just behind the TBM shield /cutter head and caused a section of the newly constructed but not yet fully lined tunnel to fail. Nobody was injured and remote sensors above ground detected the collapse which led to signals being set to danger on the railway line above – by good fortune no train was passing as the hole opened up under the track! The front of the TBM itself was actually approximately 50 metres beyond the location of the main damage above-ground.

The section which failed was only around five metres deep at the point of collapse, leading to major earth movement on the surface which, in turn, lead to serious deformation of a 150-metre long section of the main line railway directly above the void where the tunnel had been.

 

Stabilisierung der Rheintalbahn in Rastatt/Niederbühl – Verfüllen der Tunnelröhre

Immediate response

From 12 August onwards, DB Netze with its contractors undertook work to stabilise the underground construction site. The void under the track was filled with concrete to plug the tunnel and protect the nearly four kilometres of completed tunnel to the north. To minimise risk to local inhabitants, some were initially required to leave their homes near the tunnel construction site. A 160-metre long section from the plug to the TBM was then filled with 10,500 cubic metres of concrete; an operation that took 150 hours of continuous concrete pouring and was completed on 25 August.

Initial assessment of the damage suggested that the ground-freezing system failed for the section under the existing railway. What caused this has yet to be confirmed, although hot summer weather, coupled with heavy rain, has been suggested as the likely cause.

Preparing for reinstatement

Once the site was stabilised, DB Netze had to quickly plan and organise how to reopen the railway and enable the tunnel construction to be completed. A section of the existing main line was removed – around 2,500 tonnes of ballast and earth plus all rails, 400 sleepers and OLE equipment.

DB then constructed a 120-metre long, 15-metre wide, one-metre deep concrete slab on which to place the existing ground level railway. This will act, effectively, as a bridge over the eastern bore tunnel route, so stabilising the site and allowing the reopening of the railway above despite the damaged tunnel remaining underneath. This required 1,100 cubic metres of concrete delivered in 130 truckloads to the site.

Despite the precise cause of the August failure not yet being established, DB has decided to take no chances with a repeat of the August incident and a second, similar slab will be built 150 metres north to cover the area where the western bore will pass under the railway. Having been paused after the 12 August incident, tunnelling for the western bore resumed during the first week of September. At that point, it was around 800 metres north of the point it will cross under the existing railway – it was expected to pass underneath before Christmas 2017.

After the two slabs have cured, the railway will be rebuilt on top of them, enabling the line to re-open. Initially, in mid-August, DB had suggested the closure might be around two weeks but, ten days after the collapse, announced that the line will re-open on 2 October 2017.

The eastern bore TBM is actually around 50 metres beyond where the main damage above ground is, and it is planned to recover the remains of the TBM (entombed in concrete) by digging it out of the ground. How construction of the final section of the eastern bore will continue remains unclear. The section remaining unbuilt of the eastern tube is less than 500 metres – although 160 metres of this is now filled with concrete.

Impact on rail operations

The existing main line railway above the tunnel workings was closed to all rail traffic on 12 August. Immediately after the incident, DB said it would offer alternate paths and routes to the 200-or-so freight trains routed via Rastatt daily and would consider the use of road transport on parallel motorways or shipping some freight on the River Rhine where viable.

DB’s immediate options to divert freight traffic on its own network were, in fact, severely limited by existing pre-planned closures on both of the other electrified routes from Germany to Switzerland and parts of the non electrified route via Lindau – all for engineering work.

Some of this work was curtailed once the scale of the Rastatt problem became clear; the electrified Stuttgart-Singen-Schaffhausen route being made available in early September – sooner than previously planned. Initially, in mid-August, DB had suggested the closure might be around two weeks but, ten days after the collapse, announced that the line would remain shut for weeks; with 2 October 2017 finally confirmed as the reopening date.

Rail freight operators, trade bodies and customers have been highly critical of both the DB response and the tardy offers of neighbouring countries’ railways to assist. The low availability of train paths – especially in France, which also has a two-track electrified main line on the other side of the Rhine – led to major delays for many shippers.

After several weeks, Swiss Railways (SBB) announced in early September it had agreement to use its own French-speaking drivers in France, although the number permitted to operate there was limited.

The majority of freight trains on the Karlsruhe-Basel route are operated by modern Bombardier Traxx or Siemens Eurosprinter/Vectron locomotives. Whilst some Traxx can operate in France, many of those in regular use between Germany and Switzerland may not be fitted with the necessary French safety and signalling systems. Siemens Eurosprinter/Vectron locomotives are not approved for use in France.

SBB, working together with DB Cargo, introduced a freight shuttle service linking the major marshalling yards in Stuttgart and Zürich and, by mid September, announced they would operate up to 116 trains on this corridor daily; up from 62 a day at the beginning of September.

Many rail freight operators and shippers have stated their intention to seek compensation for business lost due to the closure of the line from both DB and, potentially, the German government. Private rail freight operators and customers have also questioned why DB could not have built a temporary, single-track diversionary route, enabling freight trains to pass the tunnel collapse site at slow speed; it doesn’t appear that DB ever seriously considered this option.

Serious questions have also been raised at EU level about the lack of suitable diversionary routes and the lack of adequate cooperation between neighbouring national railway infrastructure managers.


This article was written by Keith Fender.


Piling excellence

Van Elle is an award winning British contractor that has been delivering geotechnical solutions to the industry for more than 33 years. It has grown gradually and now has a directly employed workforce of over 550 and a turnover of £84 million in 2015/16.

The business is now the UK’s largest company specialising in ground engineering and uses the latest plant, technologies and innovations to deliver value-engineered solutions to the market.

A recent open day attracted around 30 companies to Pinxton, Nottinghamshire, including Network Rail, Murphy, Carillion, Capita Symonds and VolkerRail. Rail Engineer was there to find out what had drawn them.

Skilled staff

In common with all other concerns, Van Elle’s business and reputation hangs on the quality of its staff. Rail technical and innovation director Andy Howard explained that Van Elle’​s philosophy is to employ direct rather than through agencies, to pick people with the required capabilities and attitudes and to train them fully. Evidence of Van Elle’s seriousness about training was clear to all, as a new training academy was under construction adjacent to the guests’ marquee.

Health and safety is also a key focus for the company, and the strapline “Think safely, Act safely” aims to convey this to staff and clients. Hazard reports are seen as positive, showing that people in the company are taking safety seriously as well as opening up safety issues to the senior management team so that they may be appropriately resolved. The company is a POS (Plant Operators Scheme) member, a CSCS (Construction Skills Certification Scheme) Platinum Award winner and a Network Rail principal contractor license holder.

Van Elle believes in positive engagement with its staff, its clients and also with the community. It has a specific involvement with education, partnering with a number of local and regional educational establishments. This year will see the launch of the inaugural “Van Elle Challenge” as part of which several educational establishments will attempt to solve some real problems that the industry has encountered in its work.

Mark Williams, Van Elle’s group development director, outlined the company’s history in rail engineering and, in particular, on-track works. Although involved as a company within the rail sector for over 15 years, the Rail division began to evolve in 2010 when the VolkerFitzpatrick Birmingham New Street management team suggested that Van Elle should deliver the same products and quality of service on the rail infrastructure that it currently did on platforms.

Success on subsequent projects led to the formation of the company’s specialist Rail Division in 2013. Van Elle now owns and operates one of the UK’s largest fleets of state-of-the-art Colmar road/rail vehicles (RRVs). The Rail division now has around 70 direct employees, although the group has over 160 PTS accredited staff in total. Work undertaken ranges from GI (ground investigation); anchor, soil-nail and pile installation for OLE (overhead line equipment); platform extensions; embankment and trackbed stabilisation through to the lifting and erection of structures.

Extensive fleet

The plant owned is extensive in number and variety, including sophisticated piling rigs, drills and hybrid ancillary attachments – Van Elle has also invested in Europe’s first rail mounted volumetric concrete mixer. This should soon clear the Network Rail approvals process, enabling the company to deliver up to 7.2 cubic metres of mixed concrete when fully laden although it’s material components can be replenished on site by rail, or taken by rail to a road-rail access point (RRAP).

Many of the company’s latest plant purchases and developments were on display with a number being shown in action. Several of these demonstrations were undertaken on the rail test track, claimed to be one of the UK’s longest private examples, where not only is the innovative plant built and tested, but also employees are trained and mentored.

The first new machines shown, however, were two new road mounted piling rigs, Soilmec STM20s that take only about 20 minutes to set up after arrival on site.

Next up were their two brand new Colmar T10000FSCG tracked road-rail cranes. One was in a static display showing how it can lift sheet piles up to 14 metres in length over a 15-metre radius. The other gave a working demonstration of its capabilities, first erecting an OLE mast on a piled base from on-track and then showing how its caterpillar tracks can be widened and lowered onto the ballast shoulders (suitably protected as required) to increase the capacity of the crane at greater radii, enabling it to pick up an Unwin Super Kitten mini piling rig which would be used for mini piling platforms or working under live OLE.

Throughout the day, all the demonstrated lifting and drilling operations were controlled by a trackside operator (crane controller) using an Athena DECT (Digital Enhanced Cordless Telecommunications) system, manufactured by dBD Communications. This ensured full safety and communication with the experienced RRV Operators.

Piling on the innovation

A special piling mast, developed especially for the installation of the company’s unique trackbed stabilisation solution Smartpile, was also remotely controlled whilst mounted upon one of the new Colmar T12000FS RRVs.

Smartpiles were developed by Van Elle’s dedicated R&D team in response to Network Rail’s requirement to stabilise tracks in areas of particularly poor ground conditions. The concept is to drive piles through the track ballast between the sleepers, through any weak layers below the track, into better ground. Piles applied like this, in a designed pattern appropriate to the site conditions, can stiffen the track and eliminate stiffness variations, improving the quality and durability of the track geometry without the expense or disruption to trains that would be caused by conventional remedial methods.

Using this concept should also be quicker and less costly than techniques such as formation treatment, allowing more track to be treated in a given possession and without time consuming ‘wet works’ and curing times. Network Rail had proven the concept during trials, but had not been able to find a satisfactory practical means of applying the concept under real conditions. Once involved, Van Elle developed and proved the Smartpiles and the special piling attachment to drive them, and the company is now one of three contractors to have secured a share of the £45 million framework contract to install them on track stabilisation sites across the network.

New techniques

Another solution demonstrated was the formation of bored, concreted OLE piles. Firstly, a cylindrical casing is rotated and advanced into the ground enabling the material within to be augered out and removed from site. The void is then filled with concrete and a steel cage with a specific bolt design to enable the OLE stanchion to be easily mounted on top.

Where even this technique cannot penetrate the ground, uniquely, Van Elle was the first geotechnical engineering contractor to have the technology and equipment capable of drilling through difficult ground conditions (other than reinforced concrete/heavy timber) using the rotary-percussive Elemex solution from Atlas Copco. The bespoke RRV-mounted remote-control mast, VE-SPA, uses a specially designed rotary percussive hammer drill to advance the cutting shoe, whilst the pile’s 16mm thick casing is driven to design depth. The arising from the drill is brought to the surface and discharged neatly through a nozzle on one side of the
drilling rig such that they can be collected in bags or a skip as required.

The rig requires a very high volume of compressed air at a pressure of 14 bar, so Van Elle worked with Atlas Copco in Sweden to develop a compressor specifically for the task. This delivers up to 1,560 cubic feet/minute from a very quiet unit (the size of a Transit van) that can be pulled to site by an RRV on a rail trailer. As well as being able to penetrate virtually any ground conditions, a major advantage of the Elemex solution is the unequalled accuracy it delivers with minimal vibration and ground disturbance.

200 such piles were installed at Eden Brows in Cumbria, on the Settle to Carlisle
line, to depths of up to 20 metres, with vertical tolerances of less than 25mm, to
stabilise a problematic slip failure that had previously closed the line.

Unseen plant

Of course, much of Van Elle’s plant was out working and so not seen on the open
day. This included the company’s Llamada P160TT continuous flight auger (CFA)
piling rig, the largest CFA rig in the UK, and two smaller P140TTs.

In addition, Van Elle has recently bought two new Juntan PMx22 driven piling rigs
and the UK’s fi rst Soilmec SR95 rig with true CSP capability for installing cased
CFA, conventional CFA as well as rotary piles. The company has many Movax
side-grip vibratory piling hammers, but has recently also acquired Daedong
alternatives that are one third lighter, more manoeuvrable and offer greater control
and increased offsets for installation.

Extensive capabilities

Van Elle can also design, fabricate and supply specialist concrete products, making these at the Pinxton site utilising its own on-site concrete batching plant. Some examples were displayed alongside the plant demonstrations. They included Van Elle’s proprietary modular foundation system, Smartbase, which is suitable for all kinds of rail and road structures, whilst its Smartfoot product is regularly used for the foundations of commercial and industrial structures, as well as both private and social housing, where contamination, high water tables and excavation is difficult or speed is of the essence.

The company is also capable of working on specialist offshore, nearshore, coastal and inland waterways projects. It specialises in piling and has the capability to deal with this in restricted access situations as well as open access sites.

Rail projects or sites that Van Elle has been working on recently include the Eden Brows project, Walsall/Rugeley electrification, Stockley near Heathrow, the Great Western outer track infrastructure project and Great Western electrification. Most recently, the company has started work on Lot 1 of the Midland main line electrification (MMLE) alongside Carrilion Powerlines, using brand-new Colmar T12000FS RRVs that, again, are a world first and deliver more power and efficiency.

Having seen all of the equipment and technology on show, visitors to the open day were left in no doubt as to why Van Elle is a multi-award winning company, having collected, for example, the NCE 100 Awards’ Technology Trailblazer title in 2016 as well as Specialist Contractor of the Year 2015 from Construction News.


This article was written by Chris Parker.

London Bridge Blockade

Long blockades of major stations at public and bank holiday times have become part of rail engineering custom and always attract media attention, most of it critical. Is this adverse press comment justified?

Rail Engineer went to see what was happening at London Bridge during the recent blockade period, to see at first hand what was actually involved and the steps taken to minimise disruption to the travelling public.

The blockade commenced on Saturday 26 August and lasted until Sunday 3 September.

During the first weekend, all lines were closed except one (which was signalled for reversible working) to allow limited access to some platforms on the low level (Central) side of the station. No trains could access the high level (South Eastern) platforms, thus necessitating the closure of Charing Cross and Cannon Street stations.

Fortunately for intending passengers, there were alternative train services from most places in Kent and Sussex into Victoria or Blackfriars. From Bank Holiday Monday, all low level lines and platforms were re-opened as were the lines through the high- level section of the station to Cannon Street, but trains did not call at the associated platforms as work on these and the street level concourse extension will not be finished until Christmas. On Saturday 2 September, test trains were operating through the station and onwards to Charing Cross with a limited timetable operating on Sunday and a full service at the start of the working week on Monday 4 September.

London Bridge past and present

Issue 154 (August 2017) contained a detailed article on the London Bridge project, but it is worthwhile reiterating the reasons behind this massive project and the benefits that will come about.

Previously, London Bridge had nine terminal platforms on the low-level side, broadly serving areas of t1he old London1, Brighton & South Coast Railway. These had five access lines out towards New Cross Gate and Denmark Hill.

The high-level side had six platforms plus one through line, all of which extended onwards through the notorious Borough  Market Junction to either Charing Cross or Cannon Street termini, historically being part of the South Eastern and Chatham Railway.

Some cross-connections between the two sides south of the station allowed off-peak Caterham and Tattenham Corner trains from Charing Cross to route towards New Cross Gate and East Croydon.

This layout and arrangement was never ideal but the operators became slick at making the best of a bad job as the cost and scale of improving the throughput was considered prohibitive. Two major changes to train services forced the situation to be resolved. Firstly, the advent of the Thameslink south-to-north cross London service, initially achieved at minimum cost by reopening the Snow Hill link to Farringdon, routed additional trains across the connection from low-level to high-level lines just outside London Bridge station, thus creating more flat junction conflict and further pressure on the platforms used by the Charing Cross services. It was deemed impossible to path Thameslink trains through London Bridge in the peak hours, forcing them to be routed on to the much slower line via Tulse Hill and missing out the important interchange at London Bridge.

Secondly, the new grade-separated junction at New Cross Gate on to the revamped East London line to Whitechapel and the Docklands area, and the through services over this route now provided by London Overground, has caused a reduced need for inner suburban trains to access the low-level terminal platforms.

This resulted in surplus capacity on the low level and a serious shortage of capacity and throughput on the high level. If Thameslink was ever to achieve the status of a cross city RER type line, then something would have to be done.

The ultimate result is to equip London Bridge with nine through platforms on the high level with 1, 2, and 3 broadly leading to Cannon Street, 4 and 5 dedicated to Thameslink and 6, 7, 8 and 9 serving the route to Charing Cross. At the terminal platforms, these have been reduced to six (numbers 10 to 15), the work here being essentially complete.

There are 11 parallel access lines to the south of the station, which in future will broadly allocate lines 1 to 3 for Cannon Street trains, 4 and 5 for Thameslink, 6 to 8 for Charing Cross trains and 9 to 11 for trains into and out of the terminal platforms. Some lines are signalled for reversible working, thus catering for peak flows in opposite directions. Crossovers do permit trains to access different platforms from those listed above to cater for signalling failures, maintenance work or any other eventuality.

Previous blockades and stagework

The project has been ongoing since 2013 and, regrettably, the Thameslink trains have had to use the Tulse Hill route to reduce the number of trains using London Bridge station. Since then, the low-level station has been totally rebuilt, the high-level platforms have been demolished and rebuilt in altered locations, an extra two tracks have been added through Borough Market Junction round to Charing Cross and a grade-separated junction has been constructed at Bermondsey to allow Thameslink trains unfettered access to Platforms 4 and 5. Most of the civil construction work is now complete, except for the final building extension in the street level concourse.

The first blockade in December 2014 involving the lines into the low level platforms was a watershed, as the planning process failed on a number of counts and significant disruption was caused for a short period of time, giving rise to very irate passengers and questions asked in Parliament. Quickly sorted, it was recognised that future blockades had to be planned down to the minutest detail and subsequent work has gone without any adverse consequences.

Particularly large blockades took place over the August and Christmas 2016 periods that permitted three new platforms to be commissioned for the lines to Charing Cross and the bringing into use of the Down Sussex slow line through the Bermondsey dive under. A full description of these works was given in issue 142 (August 2016) and 148 (February 2017). Not all work needs a full blockade, with many items of lesser activity being carried out during short possessions at weekends.

The Summer 2017 blockade

As has been said, the work has taken place over a nine-day period. It has to be recognised that the entire railway between New Cross, on the SE routes, plus New Cross Gate on the Sussex routes, through London Bridge station and Borough Market to Metropolitan Junction and up to Blackfriars, has been entirely rebuilt. It is, in effect, a brand new railway. This has meant slewing lines to different positions whilst other lines are built or re-laid with the necessary provision of temporary crossovers and associated signalling.

The first Saturday and Sunday saw new crossovers brought into use that enabled greater connectivity between the low and high-level lines such that, should any problem arise with access lines 9 to 11, the trains can be routed via line 8 into and out of the low level platforms. On Bank Holiday Monday, lines 1 and 2 were re-opened to allow SE trains to operate into and out of Cannon Street, this being an acceptable alternative to Charing Cross for the remainder of the week.

The Up and Down Kent Fast lines, temporarily located where the Thameslink lines 4 and 5 will go, have been put in to their final position on lines 7 and 8, leading in to Platforms 6 to 9 which, with the opening of Platform 6, gives four platforms for Charing Cross services, two Up, two Down.

Line 6 has been partially brought into use to give more flexibility on the country end approaches to the high-level station. Lines 7 and 8 are now diverted through the Bermondsey dive under, thus freeing the way for the Thameslink lines to be constructed into platforms 4 and 5 later on. Several new crossovers have been required in all of this, with some earlier ones being removed.

The revised track layout has to be accompanied by signalling alterations, the area being controlled from the Three Bridges Railway Operating Centre (ROC). This has involved changes to the Siemens Westlock interlocking as well as reprogramming the Charing Cross panel at that location. Signalling testing is a vital part of this process, and cannot be carried out until all new trackwork and signal installation is complete. The testing thus becomes a critical path, with Siemens staff being entrusted to do this under Network Rail supervision. In all, around 200 new signalling assets were added or altered which included 50 new signals, 23 point ends and 60 track circuits together with TPWS units.

Connecting all of the new signalling infrastructure back to Three Bridges makes use of the Network Rail Telecom FTN (fixed telecoms network) fibre-based network and the associated Thameslink Signalling Private Network (known, unsurprisingly, as TeaSPooN) to give complete dedication, diversity and resilience.

Planning the Work

The meeting with Rail Engineer took place in the site depot located at New Cross Gate and affectionately known as the War Room. To ensure commonality of purpose, the depot is used by staff from Network Rail, Balfour Beatty (for all civil work) and Siemens (for signalling). Just being there to see the wall charts filled with diagrams and project tasks gave reality to the scale as to what had to be done. Every site and every work package had each individual activity listed with the time, work content and progress duly logged. Viewing the method of measurement revealed that any critical items would be shown in red but a quick scan of the charts did not seem to have any red items showing. If nothing else, it instilled confidence. Other subcontractors engaged in the work are MPI for testing support, Vital Rail and Pod-Track for track labour, Sonic Rail Services for conductor rail integrity and Cleshar for electric traction equipment.

A novel feature was a huge TV screen at the depot linked to various pole-mounted cameras positioned strategically at the critical work sites. With pan, zoom and tilt facilities, the project engineers could see at first hand what was happening at every location and issue instructions or guidance accordingly. The eight-day blockade utilised nine engineering trains, three tampers, 15 road-rail machines, two rail cranes, one road crane and 6,000 shifts. 10km of new track was effectively installed. Site walk-throughs by the project leaders made sure that nothing had been overlooked and that the correct standards of workmanship had been achieved. A 55-page booklet was prepared, covering all the safety and security requirements as well as details of the possession and work packages, so no-one could later claim they had not been fully briefed.

The final blockade and ongoing work

Whilst the end is now in sight, one more big blockade is planned for Christmas 2017. This will bring into use the Thameslink lines over the Bermondsey dive under, new Platforms 4 and 5 for Thameslink services, the commissioning of the new double track Metropolitan Junction leading up to Blackfriars, the completion of the street level concourse, re-opening the platforms for Cannon Street services together with the associated signalling and operating changes.

The old London Bridge Power Box will remain in control of the Lewisham area and the Hayes branch interlocking until the 2018 May bank holiday, when control will transfer to Three Bridges ROC. Similarly, the Angerstein interlocking area, covering the Greenwich lines, will transfer at Easter 2019 and the Hither Green to Grove Park area in March 2020. Thereupon, London Bridge Power Box will close.

Thameslink trains will again be routed through London Bridge sometime in 2018, whence Automatic Train Operation will be introduced on the central core across London. That will bring its own challenges, but at least all the civil and signalling infrastructure will be in place.


Written by Clive Kessell

Thanks to Mark Somers, the Network Rail project director, and his team for their time during this busy period and to Alexandra Swann, communications manager – Thameslink for facilitating the visit.

Asset reliability

The Office of Rail and Road has set very challenging targets for the CP5 control period (2014-2019), with disruption to passengers to be reduced by eight per cent and to freight customers by 17 per cent. While the railway’s infrastructure is the most reliable it has ever been, it’s also the busiest, so any incident has a much bigger impact. Therefore, asset reliability is of even greater importance in delivering a reliable railway and achieving the targets.

So, what are the issues and techniques that need to be used to improve asset reliability?

Understanding failure

The first step in improving reliability is identifying the root cause of any failure. It is vital to understand how and why assets fail, so that maintenance practices and techniques can be developed to make the infrastructure better and more resilient.

Various levels of peer review and analysis are used to determine the immediate and root cause of failures, and what lessons have to be learned to prevent similar and repeat failures.

Specialists should guide maintenance managers and engineers to carry out root-cause analysis and gather data for the investigating process. This includes collecting data through interviews and analysis, together with applying techniques to identify and know the difference between symptoms and root causes. The objective is always to learn how to avoid future incidents by developing appropriate recommendations to address causal factors and root causes as well as, where appropriate, developing processes to identify systemic problem areas.

Very often, an equipment failure is quickly rectified by replacing a faulty component with a good spare. It is then vital to understand why the component failed. Original equipment manufacturers (OEMs) or repair companies should be encouraged to investigate and identify the root cause of an equipment failure. Sometimes, OEMs or repair companies may not have the incentive or skills to carry out the required forensic engineering and non-destructive/destructive testing process, and specialised investigation companies should be considered.

Good OEMs and repair companies should welcome an independent third-party investigation. As with any design or development activity, independence is key in making sure nothing is overlooked or taken for granted. Experienced test organisations will also have access to calibrated and specialised test equipment, together with the knowledge and experience of the harsh railway – environmental issues, vibration, electrical noise, electromagnetic interference, high-voltage transients, temperature variations and safety requirements.

Improvements in the performance of signals are largely attributed to the progressive introduction of LED signal heads, although LED technology has caused some reliability problems of its own especially in the proving interface with a system designed around incandescent lamps. For points, the introduction of master-class and supplementary drive set-up training, together with the implementation of improvements to address emerging issues following the Grayrigg accident, have all had a positive impact on reliability.

Track circuit performance has improved with the introduction of moulded tail cables, the development and upgrade of TI21 audio frequency equipment, upgrading older installations with duplicated tail cables, and master-class initiatives to share best practise and improve competency with maintaining insulated rail joints.

Predict and prevent

A predict and prevent, rather than find and fix, maintenance strategy is the objective of many infrastructure organisations, including Crossrail and Network Rail. Key to this is remote condition monitoring (RCM), which is an umbrella term for a number of remote monitoring strategies including points and track condition monitoring using analogue sensors, as with the Network Rail Intelligent Infrastructure (II) programme, or event monitoring of signalling control logic using systems such as Balfour Beatty AssetView. These systems are used to monitor and report condition and defects so that action can be taken before failures occur.

Communication links, and the power to provide monitoring systems in remote rail route areas, can be difficult. However, the oil industry, which has even greater challenges than rail with remoteness and with the only communication links being via high latency satellite, has implemented these systems so it can be done. One example where this will be useful in rail is the remote monitoring of such unpowered equipment as gates at farm crossings, which could be met using wind and solar technologies.

One of the business benefits in oil with the use of RCM and II was to reduce the need for maintenance staff to enter hazardous areas, exactly the same requirement as rail. Their experience was that these tools quickly become an essential maintenance and faulting aid, so good resilience to failure and high availability of monitoring systems needs to be provided at an affordable cost. In Great Britain, the cost is normally justifiable financially against the savings in train delay attribution penalties, but there are also reputational and efficiency benefits.

The key to intelligent infrastructure data is to: harvest, transport and extract information, then transform it into a business benefit service. Organisations that have successfully delivered II strategies include train operators, which have reduced man-hours’ maintenance by 50 per cent and failures by 70 per cent.

Good use of both RCM and II is being made in rail, with systems in place to monitor a variety of assets including cable insulation, point motor and track circuit voltages and currents, power supplies, radio and transmission systems, strain gauges on structures and earthworks, and sensors on trains.

One of the first uses of RCM in rail was to monitor point machine power consumption, drive load and switch movement. For cost-benefit simplicity, this is usually confined to operating current, which can be monitored from the control point. However, analytical systems have now been developed which can not only identify defects with point operating equipment, but also those with the track formation that supports the switch and crossing. There is mounting evidence that this is a significant factor in point mechanism stress and leads to excess wear and failure, but some quantifiable data is needed to support this.

Reliability-centred maintenance

Until a few years ago, the common practice in engineering maintenance was for most equipment to be subject to a fixed, planned, preventative maintenance cycle designed to maintain the asset in its optimum condition, or to manage the rate of degradation to a level that was acceptable. These maintenance cycles were mandated in standards and normally fixed, no matter where the equipment was located or how often it was operated.

Reliability-centred maintenance, on the other hand, links maintenance with usage and performance. It identifies historic maintenance tasks that cannot be demonstrated to be beneficial to asset performance, so they can be eliminated or, at least, performed less frequently. It also considers possible additional maintenance tasks and frequencies for assets that are used intensively or are of strategic importance.

Some people may think, wrongly, that this process is just about decreasing maintenance and saving money. However, it is really to ensure that the maintenance resource is utilised more efficiently. Rather than being based on a set time or mileage, the frequency of servicing is now adjusted to match the criticality of the asset, which in some cases could result in additional maintenance.

If one asset with mechanical moving parts is used hundreds of times a day, and an identical asset is used, in another location, only occasionally, do they require the same inspection and maintenance frequency? Logically, the answer is no – the more intensively operated asset may require additional inspection and maintenance interventions.

Of course, the caveat to this is that assets that are used very infrequently must be maintained sufficiently to ensure they do not seize up and fail on the rare occasions that they are needed. (Think here of snowploughs, “Thunderbird” rescue locomotives, rail-mounted cranes and points controlling a lightly used route – all are only rarely called upon but must function perfectly when required.)

In very simple terms, using a risk-based approach focuses maintenance resources onto those areas where they are needed most, which in itself will bring financial benefits by saving the excesses of over- maintenance and avoiding the penalties of under-maintenance.

Whenever the maintenance tasks or frequency are modified, it is essential that the change is formally assessed, documented and approved, and that the asset is monitored to check that the change has not adversely affected reliability. RCM systems can help to provide the necessary data, acting as decision support tools.

Train monitoring

Automating inspection, testing and reporting has very important benefits in terms of both safety and reliability. The safety of track workers, and avoiding the need to have them out and about when trains are running, is a no-brainer, and using technology appropriately and correctly allows defects to be detected sooner than by visual inspection, allowing actions to be planned sooner and resulting in better reliability.

Trains that monitor various aspects of track condition have been used for many years in one form or another, and the New Measurement Train (NMT), a converted 125 mph HST with five coaches including testing and analysis vehicles, has been a great success. Whilst measuring track condition was the primary task, the train is also capable of limited contact wire checking. GPS and tachometers give positional information to a general accuracy of two metres and guaranteed accuracy of 16 metres.

On the West Coast main line, particular care has to be taken to ensure that clearances are maintained for the class 390 tilting trains. Lasers and thermal imaging cameras are mounted on the train and the high-speed cameras are synchronised and capable of taking photographs at 70,000 pictures per second, so at 125mph this gives a picture of the rail every 0.8mm. The downward pointing cameras look at the inner, outer and top sections of the rail for aberrations including rail burn and other heat-related defects.

Overhead contact wire and pantographs

Overhead electrification lines are still monitored using test coach Mentor (Mobile Electrical Network Testing, Observation and Recording) that was introduced in 1973 and is limited to a maximum of 100mph line speed. Equipment to monitor overhead contact wires has also been fitted as required to dedicated service trains, but what is really needed is for monitoring equipment, both for overhead contact wires and other infrastructure assets, to be fitted to in-service trains. While some train operators are keen to be involved with such innovation, the fragmented nature of the GB rail industry does not help, and it very often comes down to how such innovations to improve reliability are funded.

Pantographs, and the thin carbon strips they carry to draw current from the overhead contact wire, are usually subjected to manual inspections during scheduled maintenance. However, with pantographs in constant use and operating under all weather conditions, defects can quickly accumulate. Remote monitoring technology enables the identification of vehicles that are at greater risk of inflicting damage to the network’s wires due to general wear and tear. This can instigate early preventative action and, ultimately, extend the life of both the wires and the pantograph equipment carried by the trains.

PanMon, developed by Ricardo Rail, is a lineside-located system that provides high-definition images of each passing pantograph through a combination of radar, laser, video and photo technology, together with a contactless optical uplift monitoring system.

Using specialist pattern-recognition analysis software, the system automatically interprets the data to provide ongoing condition reports of each passing pantograph. This includes identifying the remaining thickness of carbon strips or any damage to the pantograph’s head, aerofoils or end horns, which can affect a vehicle’s ability to maintain good contact with overhead wires.

Reliability by design – diversity and redundancy

A significant number of failures that delay trains are due to signalling and telecommunications assets. The fail-safe requirement of such assets doesn’t help reliability, however. On an extremely busy network, having numerous trains sitting stationary when failures occur is, in itself, a safety hazard, as are the resulting overcrowded platforms.

New control and communication systems should be designed with better reliability standards than older systems, with diversity and redundancy built in. Processor-based systems with hot standby and double or triple redundancy are now available and in service, and they are also able to have any failed critical components replaced while the system is still operational.

Telecommunication networks, which are now based on packet-routing internet protocol, are able to provide connections for radio, control and electrification systems even if cables are cut or equipment fails. Care has to be taken with the design of such systems to make sure any common elements, such as power and diverse cable routes, are properly designed. There have been occasions where a network designer has allocated two diverse fibres, but these have ended up in the same cable which has then been cut. Similarly, duplicated transmission systems have been fed from the same (failed) power system.

Such networks have, for some time, been provided with extensive centralised monitoring, reporting and management capabilities, enabling faulting interventions to be accurately planned and executed. Similar capabilities are now being provided in new signalling systems.

One remaining, and contentious, issue is – how far are remote interventions permitted to go? It already takes place in some telecoms systems, for example to configure and allocate transmission paths within switches and routers, and similar remote interventions may be possible in signalling control systems, once the security and independent testing requirements have been addressed. Properly executed, such interventions could contribute to reliability, safety and cost savings.

Redundant power, in the form of duplicated supplies and/or uninterruptable battery backed supplies, is also required for all essential control and communications assets.

Sometimes, an interesting problem with diverse and redundant systems is getting access to enable the replacement of ‘failed’ components. Technicians can be called out to equipment ‘failures’ which are not service affecting but need either track or equipment possessions. However, to the operator, there is no failure, as trains are running normally and he has not lost any functionality, so he may be happy to carry on running as normal and not allow access. The risk is that, in the event of a second breakdown, the system could fail totally, stopping trains from running. This has already occurred on at least one occasion.

Keeping staff competent

Another difficulty with reliable and complex systems is that, when they do eventually fail, the maintenance teams may be ‘rusty’ having not worked on the equipment for some time. This is when remote diagnostic and intelligent self- reporting systems come into their own. They need to be designed with intuitive, easy-to-use interfaces so the staff with the correct competency can be quickly deployed and guided.

Training and demonstration reference systems on which staff can train and maintain their familiarisation and competencies can help, and such systems can also be used to soak test any upgrades or modifications before they are installed on the live railway. This will also contribute to reliability.

Planning for when things may fail is also important. Comprehensive action plans need to be in place that deal with escalation, communications, and the use of diversionary routes. They also need to cover access to spares and experts, both within rail, other industries and OEMs.

What next to improve reliability?

The Industrial Internet of Things (IIoT) and Industry 4.0 are the next generations of technology to automate and improve reliability that are likely to be adopted in the rail industry.

IIoT is about the worldwide proliferation of embedded sensors, data analytics and networks such as the Ethernet in manufacturing, while Industry 4.0 is something a little more specific. The IIoT may be an industrial response to a consumer-facing trend (the generic Internet of Things), while Industry 4.0 is more particular to manufacturing industry. However, the two terms refer to similar concepts.

Industry 4.0 originates from the German government, which used it to denote a potential fourth industrial revolution, following the previous three that centred on the introduction of water/steam power, electricity and IT. Germany established an Industry 4.0 working group in 2012 to focus on initiatives such as the refinement of embedded systems (used successfully by car manufacturers) and industrial production. While it is focused on manufacturing, there are elements of Industry 4.0 which rail can adopt.

This vision for both Industry 4.0 and IIoT is to emphasise real-time communications and automation. The implementation of the IIoT can greatly improve connectivity, efficiency, scalability, time and cost savings for industry, while interoperability and security are the two biggest challenges. Businesses will require their data to be secure, as the proliferation of sensors and other smart devices could, if not implemented correctly, result in security vulnerabilities.

Companies that have embraced the IIoT have seen significant improvements to safety, efficiency, reliability and profitability, and it is expected that this trend will continue as IIoT technologies are more widely adopted in all industries.


This article was written by Trevor Bradbeer, specialist signal engineer at Balfour Beatty.